ELI MICAH WARD

ELI MICAH WARD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 5901 NW 63rd Ter Ste 130 The Denton Building, Kansas City, MO, 64151-3601.

ELI MICAH WARD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 08, 1997

Disclosure History

ELI MICAH WARD has 3 Disclosure Event(s).

Date: January 04, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $2,775.00
Judgment/Lien Type: Tax

Date: May 10, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGED HIS ADVISOR DIDNOT SETUP HIS 401K AS INSTRUCTED IN NOVEMBER 2009 WHICH RESULTED IN TAX LIABILITIES.
Damage Amount Requested: $17,500.00
Settlement Amount: $5,469.96

Date: March 15, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $29,200.00
Judgment/Lien Type: Tax

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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