ELINA AULIKKI NIEMELA

ELINA AULIKKI NIEMELA is currently employed as a Broker and/or Investment Adviser at PACIFIC INVESTMENT SECURITIES CORP. located at 01837 SW PALATINE HILL RD, PORTLAND, OR, 97219.

ELINA AULIKKI NIEMELA has worked at PACIFIC INVESTMENT SECURITIES CORP. since August 02, 2017

Disclosure History

ELINA AULIKKI NIEMELA has 17 Disclosure Event(s).

Date: December 07, 2016
Category: Financial
Type: Compromise

Date: December 01, 2015
Category: Financial
Type: Compromise

Date: November 11, 2015
Category: Financial
Type: Compromise

Date: March 01, 2014
Category: Financial
Type: Compromise

Date: January 14, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 23, 2012
Category: Financial
Type: Compromise
Disposition: FULL FORGIVENESS $0 OWED

Date: January 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 07, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 28, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 23, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 22, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 22, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 08, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 07, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 17, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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