ELIZABETH ANDREA ALLEN

ELIZABETH ANDREA ALLEN is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 400 International Parkway, SUITE 130, Heathrow, FL, 32746.

ELIZABETH ANDREA ALLEN has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 16, 2018

Disclosure History

ELIZABETH ANDREA ALLEN has 1 Disclosure Event(s).

Date: July 25, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGED THE SURRENDER CHARGES ASSOCIATED WITH HIS VARIABLE ANNUITY PURCHASED IN MAY 2012 WERE NOT DISCLOSED.
Damage Amount Requested: $7,914.39

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN FL WITH DISCLOSURE EVENTS

To view the full report for ELIZABETH ANDREA ALLEN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal