ELIZABETH M BENNETT

ELIZABETH M BENNETT is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 71 OLD MILL BOTTOM ROAD NORTH, SUITE 201, ANNAPOLIS, MD, 21409.

ELIZABETH M BENNETT has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 31, 2018

Disclosure History

ELIZABETH M BENNETT has 1 Disclosure Event(s).

Date: October 26, 2012
Category: Employment Separation After Allegations
Firm Name: PNC INVESTMENTS
Termination Type: Discharged
Allegations: ELIZABETH BENNETT WAS TERMINATED FOR A VIOLATION OF PNC BANK POLICY. SPECIFICALLY, MS. BENNETT SIGNED AND DATED A BANK DOCUMENT AFTER IT HAD BEEN SIGNED BY THE CLIENT, PER PNC POLICY. WHEN IT BECAME APPARENT THAT THE DATE SHE INSERTED WAS INCORRECT, MS. BENNETT ALTERED THE DATE NEXT TO HER OWN SIGNATURE TO REFLECT THE ACTUAL DATE SHE BELIEVED SHE HAD SIGNED IT AND SUBMITTED THE REVISED DOCUMENT FOR PROCESSING. THIS MATTER WAS NOT SECURITIES RELATED.

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