ELIZABETH ANN MAHONEY

ELIZABETH ANN MAHONEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16165 N 83RD AVE SUITE 200, PEORIA, AZ, 85382.

ELIZABETH ANN MAHONEY has worked at LPL FINANCIAL LLC since January 07, 2016

Disclosure History

ELIZABETH ANN MAHONEY has 3 Disclosure Event(s).

Date: January 08, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 28, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 14, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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