ELIZABETH V SOTO-DELGADILLO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5959 W Loop South, Suite 560, Bellaire, TX, 77401.
ELIZABETH V SOTO-DELGADILLO has worked at LPL FINANCIAL LLC since February 22, 2016
Disclosure History
ELIZABETH V SOTO-DELGADILLO has 2 Disclosure Event(s).
Date: April 22, 2014 Category: Customer Dispute Allegations: THE COMPLAINANT IS CONCERNED THAT HER 2005 INVESTMENT HAS DECLINED IN VALUE AND ALLEGES THAT THE PRODUCER HAD ADVISED HER TO INVEST IN THIS PRODUCT EVEN THOUGH SHE COULDN'T AFFORD TO LOSE MONEY. Broker Comment: INTERNAL CASE# 201420585.
Date: September 11, 1981 Category: Criminal Charges: WRONGFUL TAKING OF PROPERTY, 1 MISDEMEANOR COUNT, PLEA OF NOLO CONTENDERE. Charge Type: MISDEMEANOR Disposition: DISPOSITION ON 12/15/1981 WAS PROBATION FOR 1 YEAR, AND A FINE OF $250.00 PAID ON 12/15/1981, PROBATION TERMINATED 12/14/1982, CASE DISMISSED. Broker Comment: INADVERTANTLY WALKED OUT OF A RETAIL ESTABLISHMENT WITH A $20.00 ITEM.
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