ELIZABETH ANNE WILLIAMS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 16844 SAN FERNANDO MISSION BLVD, GRANADA HILLS, CA, 91344.
ELIZABETH ANNE WILLIAMS has worked at WELLS FARGO CLEARING SERVICES, LLC since June 29, 2007
Disclosure History
ELIZABETH ANNE WILLIAMS has 2 Disclosure Event(s).
Date: December 02, 2008 Category: Customer Dispute Allegations: THE CLIENT'S ATTORNEY ALLEGED UNAUTHORIZED TRADING 05/24/2007. DAMAGES UNSPECIFIED.
Date: May 16, 2005 Category: Customer Dispute Allegations: THE CLIENTS ALLEGE THAT "THERE WAS NO MENTION OF THE SLIDING PENALTY SCALE... FOR EARLY WITHDRAWAL..." AT THE TIME THE ANNUITY WAS SOLD TO THEM. Damage Amount Requested: $6,115.24
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