ELLEN J CUNNINGHAM is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 6769 NORTH WICKHAM ROAD, SUITE B100, MELBOURNE, FL, 32940.
ELLEN J CUNNINGHAM has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since November 23, 2015
ELLEN J CUNNINGHAM has 1 Disclosure Event(s).Date: August 03, 2010
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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