ELLEN MARIE FITZGERALD

ELLEN MARIE FITZGERALD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2350 US HWY 93 N, KALISPELL, MT, 59901.

ELLEN MARIE FITZGERALD has worked at WELLS FARGO CLEARING SERVICES, LLC since March 30, 2015

Disclosure History

ELLEN MARIE FITZGERALD has 8 Disclosure Event(s).

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: March 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

Date: September 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IN 2009 I WAS WORKING FOR A COMPANY AND EARNING ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. WHEN THE COMPANY CLOSED IN DEC OF 2009 I WAS UNABLE TO FIND ANOTHER POSITION WHERE I COULD EARN ENOUGH MONEY TO MEET MY CREDIT OBLIGATIONS. I MOVED FROM CO TO MT IN SEPT 2010 TO BE CLOSER TO FAMILY. I PUT MY HOUSE IN CO UP FOR SALE AND SHORT-SOLD THE HOUSE IN MARCH/APRIL 2011. AT THAT TIME, I ALSO RECIEVED FUNDS FROM FAMILY TO SETTLE MY DEBT WITH MY CREDITORS INSTEAD OF FILING FOR BANKRUPTCY. I SETTLED MY DEBT AND THE ACCOUNT IS SATISFIED AND RELEASED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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