ELLIOT LEE LUKE is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 360 HOOHANA STREET, SUITE 206, KAHULUI, HI, 96732.
ELLIOT LEE LUKE has worked at COMMONWEALTH FINANCIAL NETWORK since April 16, 2010
Disclosure History
ELLIOT LEE LUKE has 1 Disclosure Event(s).
Date: April 26, 2012 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE RECEIVED INCOMPLETE INFORMATION FROM RR REGARDING HOW TO SPLIT AN ANNUITY POLICY PRIOR TO EXECUTING A DIVORCE AGREEMENT, DESPITE FACT THAT THE INFORMATION CAME FROM THE ANNUITY COMPANY AND RR MERELY PASSED ON TO CUSTOMER WHAT RR WAS TOLD. Damage Amount Requested: $54,000.00 Broker Comment: SURRENDER CHARGE IS THE RESULT OF PRUDENTIAL'S FAILURE TO PROPERLY SEGREGRATE POLICY PER CUSTOMER'S DIVORCE DECREE, NOT THE RESULT OF ANY ACTION BY REGISTERED REPRESENTATIVE
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