ELLIOT M WEST

ELLIOT M WEST is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 670 GEORGE WASHINGTON HWY, MERRILL EDGE CLIENT SERVICES, LINCOLN, RI, 02865.

ELLIOT M WEST has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 27, 2012

Disclosure History

ELLIOT M WEST has 2 Disclosure Event(s).

Date: July 31, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: January 05, 2003
Category: Criminal
Charges: 1-INTIMIDATE A WHITNESS-FELONY ; 1-DOMESTIC ASSAULT-MISDEMEANOR Charge Type: FELONY
Disposition: FELONY DISMISSED $550.00 COURT FEE PAID 02/27/03, MISDEMEANOR CONTINUED WITHOUT FINDING UNTIL 02/10/04,DISMISSED.
Broker Comment: DOMESTIC DISPUTE BETWEEN MYSELF AND SPOUSE. POLICE MADE ARREST AND CHARGED ME WITH INTIMIDATE A WHITNESS-FELONY 01/05/03, DOMESTIC ASSAULT-MISDEMEANOR 01/05/03.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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