ELLIOTT MITCHELL HOLLUB is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 4001 W. 114TH ST, SUITE 200, LEAWOOD, KS, 66211-2604.
ELLIOTT MITCHELL HOLLUB has worked at RBC CAPITAL MARKETS, LLC since May 25, 2017
Disclosure History
ELLIOTT MITCHELL HOLLUB has 2 Disclosure Event(s).
Date: January 06, 2000 Category: Customer Dispute Allegations: CLAIMANT ALLEGES EXCESSIVE TRANSACTIONS, SUITABILITY AND MISREPRESENTATION. Damage Amount Requested: $5,000.00
Date: April 14, 1964 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Resolution: Decision SanctionDetails: Sanctions: Suspension Broker Comment: 11-14-63 #K-52 FILED DIST #4: 4/14/64 DBCC 05-14-64 TO BE FINAL 04-23-64 APPEALED TO B/G B/G DECISION 12/30/64 CENSURED, SUSPENDED 15 DAYS 01-29-65 TO BE FINAL 01-29-65 FINAL SUSPENDED 02-01-65 TO 02-15-65
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