ELMER ROBERT BRANCH is currently employed as a Broker and/or Investment Adviser at AMERITAS INVESTMENT CORP. located at 1663 N Clyde Morris Blvd Ste 2, Daytona Beach, FL, 32117.
ELMER ROBERT BRANCH has worked at AMERITAS INVESTMENT CORP. since October 31, 2003
Disclosure History
ELMER ROBERT BRANCH has 4 Disclosure Event(s).
Date: September 26, 2016 Category: Judgment / Lien Judgment/Lien Amount: $73,930.91 Judgment/Lien Type: Tax Broker Comment: Mr. Branch and his CPA Tax counsel dispute this amount is owed based on IRS transcripts provided.
Date: November 14, 2008 Category: Customer Dispute Allegations: CLIENT ALLEDGES THE REGISTERED REPRESENATIVE RECOMMENDED AND IMPLEMENTED FAULTY AND UNSUITABLE INVESTMENT STRATEGIES IN REGARDS TO VARIOUS RETIREMENT PLANS CAUSING FINANCIAL LOSS AND TAX PENALTIES Damage Amount Requested: $200,000.00 Settlement Amount: $85,000.00
Date: March 10, 2004 Category: Customer Dispute Allegations: CUSTOMER OBTAINED FINANCIAL PLANNING SERVICES AND IS QUESTIONING THE NEED FOR AN INSURANCE POLICY TO MEET OVERALL FINANCIAL OBJECTIVES. Damage Amount Requested: $20,000.00 Settlement Amount: $20,000.00 Broker Comment: REFUNDED PREMIUM
Date: March 02, 2004 Category: Customer Dispute Allegations: CUSTOMER OBTAINED FINANCIAL PLANNING SERVICES AND IS QUESTIONING THE NEED FOR AN INSURANCE POLICY TO MEET OVERALL FINANCIAL OBJECTIVES Damage Amount Requested: $10,000.00 Settlement Amount: $10,000.00 Broker Comment: REFUND OF PREMIUM
More Information
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