ELWYN DOUGLAS DOUGLAS GUERNSEY is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 6704 A PLANTATION RD, PENSACOLA, FL, 32504.
ELWYN DOUGLAS DOUGLAS GUERNSEY has worked at PARK AVENUE SECURITIES LLC since May 03, 1999
Disclosure History
ELWYN DOUGLAS DOUGLAS GUERNSEY has 7 Disclosure Event(s).
Date: March 10, 2014 Category: Judgment / Lien Judgment/Lien Amount: $135,593.25 Judgment/Lien Type: Tax Broker Comment: Rep says the lien is for 1040 return taxes due for 2008-2012. He is currently in a monthly installment payment agreement with the IRS.
Date: February 06, 2014 Category: Judgment / Lien Judgment/Lien Amount: $237,735.34 Judgment/Lien Type: Tax Broker Comment: Rep states lien was filed in Washoe County Reno, NV. Recording #4323988.
Date: October 12, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 07, 2012 Category: Financial Type: Compromise Disposition: CONDOMINIUM SHORT SALE
Date: September 23, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES RR'S FAILURE TO INFORM HIM IMMEDIATELY UPON DISCOVERY OF ERROR IN CALCULATIONS OF HIS WITHDRAWALS UNDER THE GUARANTEED WITHDRAWAL BENEFIT FEATURE. Damage Amount Requested: $44,839.00 Settlement Amount: $74,486.19 Broker Comment: LOSS OF VALUE OF GUARANTEED WITHDRAWAL BENEFIT AFTER CLIENT TOOK INCORRECT REP-CALCULATED WITHDRAWALS THAT EXCEEDED HIS GUARANTEED WITHDRAWAL AMOUNT. CUSTOMER'S CONTRACT HAS BEEN REIMBURSED.
Date: June 10, 2009 Category: Financial Type: Compromise Disposition: REAL ESTATE SHORT SALE
Date: February 21, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIS PORTFOLIO WAS INVESTED IN CASH SINCE 9/11/2001 AND RR FAILED TO RE-INVEST HIS PORTFOLIO INTO A MIX OF FUNDS, WHICH HE DID NOT REALIZE UNTIL 12/31/2007 WHEN HE REVIEWED HIS ACCOUNT STATEMENTS. Damage Amount Requested: $5,000.00 Broker Comment: PAS DETERMINED THAT CUSTOMER'S COMPLAINT WAS UNTIMELY AND WITHOUT MERIT.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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