EMILIO ERENNIO AMODEI is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 31 Hampshire Drive, Ivyland, PA, 18974.
EMILIO ERENNIO AMODEI has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since December 24, 2008
Disclosure History
EMILIO ERENNIO AMODEI has 2 Disclosure Event(s).
Date: July 06, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES FINANCIAL LOSSES WERE SUFFERED AS A RESULT OF THE PROMOTION OF UNSUITABLE VARIABLE ANNUITIES BY THE REPRESENTATIVE IN SEPTEMBER 1999. CLIENT FURTHER ALLEGES THE VIOLATION OF UNFAIR TRADE PRACTICES, VIOLATION OF THE PENNSYLVANIA SECURITIES ACT, BREACH OF FIDUCIARY DUTY AND MISREPRESENTATION. Damage Amount Requested: $94,000.00 Settlement Amount: $20,000.00 Broker Comment: THE LITIGATION WAS WITHDRAWN AND THE CASE MOVED TO AN NASD ARBITRATION ON 06/09/2006. THIS AMENDMENT REFLECTS THE NEW ARBITRATION ALONG WITH THE NEW ALLEGATIONS AND DAMAGE AMOUNT. WITHOUT ADMITTING OR DENYING ANY WRONGDOING, LASALLE ST. SECURITIES SETTLED THE CASE.
Date: November 08, 2004 Category: Customer Dispute Allegations: CUSTOMER PURCHASED A VARIABLE ANNUITY ON 05/10/2000. CUSTOMER ALLEGES VIOLATION OF FIDUCIARY OBLIGATIONS,NASD RULES AND REGULATIONS,INDUSTRY CONDUCT STANDARDS, AND ALLEGES THE PRODUCT WAS UNSUITABLE. Damage Amount Requested: $130,000.00 Settlement Amount: $55,000.00
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