EMILY ANN SECORD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2292 Oakmont Way, Eugene, OR, 97401.
EMILY ANN SECORD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 13, 2013
Disclosure History
EMILY ANN SECORD has 1 Disclosure Event(s).
Date: June 16, 2017 Category: Customer Dispute Allegations: The client's attorney stated that the advisor did not comply with their request to replace their Roth IRAs with Traditional IRAs in February 2015 and caused them to make Roth IRA contributions for 2015 and 2016, which were unsuitable. Damage Amount Requested: $11,353.00
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