ENRIQUE HUGO BARGIONI is currently employed as a Broker and/or Investment Adviser at JANUS HENDERSON DISTRIBUTORS located at 151 DETROIT STREET, DENVER, CO, 80206.
ENRIQUE HUGO BARGIONI has worked at JANUS HENDERSON DISTRIBUTORS since July 29, 2015
Disclosure History
ENRIQUE HUGO BARGIONI has 2 Disclosure Event(s).
Date: June 13, 1991 Category: Employment Separation After Allegations Firm Name: MORGAN STANLEY & CO., INC Termination Type: Permitted to Resign Allegations: Not ProvidedTHE COMPLAINED ALLEGED CHURNING OF THECUSTOMER ACCOUNT AND SOUGHT DAMAGES IN AN UNSPECIFIED AMOUNT. Broker Comment: TERMINATIONI LEFT THE FIRM DUE TO A DIFFERENCE OF OPINION OFAN ADMINISTRATIVE NATURE RESPECTING ONE OF THE DISCRETIONARYACCOUNTS AS INDICATED IN AMENDED FORM U-5 DATED JULY 20, 1993
Date: April 19, 1991 Category: Customer Dispute Allegations: THE COMPLAINT ALLEGED CHURNING OF THECUSTOMER'S ACCOUNT AND SOUGHT DAMAGES IN AN UNSPECIFIED AMOUNT. Settlement Amount: $185,000.00 Broker Comment: IN ORDER TO AVOID THE EXPENSE, DELAY ANDUNCERTAINTY OF LITIGATION, MORGAN STANLEY SETTLED WITH THECUSTOMER FOR $185,000.I DID NOT CONTRIBUTE TO THE SETTLEMENT.
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