ENRIQUE ANTONIO VAZQUEZ-BOU is currently employed as a Broker and/or Investment Adviser at KOVACK SECURITIES INC. located at TRIPLE S PLAZA 1510 F.D. ROOSEVELT AVE.,, STE 9A1, GUAYNABO, PR, 00968.
ENRIQUE ANTONIO VAZQUEZ-BOU has worked at KOVACK SECURITIES INC. since July 08, 2015
Disclosure History
ENRIQUE ANTONIO VAZQUEZ-BOU has 1 Disclosure Event(s).
Date: July 12, 2010 Category: Customer Dispute Allegations: TIME FRAME: JAN. 2, 2008 - JUNE 16, 2010CLIENT ALLEGES HIS FINANCIAL ADVISORS FAILED TO FOLLOW HIS INSTRUCTIONS TO TRANSFER HIS FEDERATED FUNDS AND CD'S AS IS. CLIENT FURTHER ALLEGES, HIS FINANCIAL ADVISORS SOLD THEIR FEDERATED FUNDS AND CASHED OUT CD'S WITHOUT AUTHORIZATION Damage Amount Requested: $61,000.00 Broker Comment: I HEREBY DENY ANY INVOLVEMENT IN THE TRANSFER AND SALE OF SECURITIES OF THE CLIENT'S ACCOUNT, AS RG TRUST GAVE SAID INSTRUCTIONS TO FEDERATED, TO DELIVER THE SECURITIES TO UBS. UBS HAS NO RELATIONSHIP WITH FEDERATED WITH RESPECT TO THE CLIENT;S ACCOUNT.
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