Eric Abrahamson

Eric Abrahamson is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 100 PRINGLE AVE STE 505, WALNUT CREEK, CA, 94596.

Eric Abrahamson has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since February 02, 2017

Disclosure History

Eric Abrahamson has 2 Disclosure Event(s).

Date: July 21, 2016
Category: Employment Separation After Allegations
Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Termination Type: Permitted to Resign
Allegations: Conduct involving failure to properly safeguard customer information.

Date: February 28, 2012
Category: Financial
Type: Compromise
Disposition: SHORT SALE

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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