ERIC CHARLES BELL is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 4675 MACARTHUR COURT, SUITE 725, NEWPORT BEACH, CA, 92660.
ERIC CHARLES BELL has worked at PARK AVENUE SECURITIES LLC since October 24, 2014
Date: September 20, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED UNAUTHORIZED TRADE. Damage Amount Requested: $19,000.00 Broker Comment: THE CUSTOMER AUTHORIZED PURCHASE TWICE. NOW THAT THE MARKET IS BACK UP - I HAVEN'T HEARD FROM HIM. BOTH AUTHORIZATIONS WERE WITNESSED BY FELLOW WFSI (WELLS FARGO SECURITIES INC.) EMPLOYEE.
Date: July 19, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION OF SURRENDER VALUE OF AN ANNUITY DURING THE FREELOOK PERIOD, RESULTING IN AN APPROXIMATE LOSS OF $10,500. Damage Amount Requested: $10,500.00 Settlement Amount: $10,531.00 Broker Comment: I GAVE [CUSTOMER] ERRONEOUS INFORMATION PROVIDED TO ME BY THE CARRIERS (SKANDIA) OPS DEPT. THERE IS NOTHING IN OUR LITERATURE OR CLIENT APPROVED LITERATURE THAT STATES A "FREE LOOK" PERIOD IS SUBJECT TO MARKET FLUCTUATIONS. THIS ERRONEOUS INFORMATION WAS ALSO GIVEN TO [OTHER FIRM EMPLOYEE](ASST). WE BOTH PASSED ON BAD INFO TO [CUSTOMER].
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