ERIC WILFORD BOND

ERIC WILFORD BOND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6615 E PACIFIC COAST HIGHWAY, STE 215, LONG BEACH, CA, 90803.

ERIC WILFORD BOND has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

ERIC WILFORD BOND has 1 Disclosure Event(s).

Date: February 16, 2010
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES REPRESENTATIVE RECOMMENDED THE SALE OF VARIOUS MUTUAL FUNDS RESULTING IN CDSC FEES AND REQUESTS TO TERMINATE A FIXED ANNUITY WITH NO SURRENDER CHARGE.
Damage Amount Requested: $4,720.00 Damages Granted: $4,720.00
Broker Comment: THE REPRESENTATIVE'S CONTRIBUTION OF $5,000 TO THIS AWARD WAS AN INSURANCE DEDUCTIBLE, WHICH INCLUDED AWARD PAYMENT AND LEGAL FEES.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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