ERIC ROBERT DEWALT is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 101 N 2ND STREET, HARRISBURG, PA, 17101.
ERIC ROBERT DEWALT has worked at CETERA INVESTMENT SERVICES LLC since January 04, 2018
Disclosure History
ERIC ROBERT DEWALT has 1 Disclosure Event(s).
Date: July 27, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: DISCHARGE WAS REPORTED TO FORMER BROKER DEALER. ORIGINALLY TO SALES MANAGER AND COMPLIANCE DEPT IN 2016 AND WAS PART OF MY FORMAL INTERNAL AUDIT IN JANUARY 2017
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