ERIC ALLEN DRYDEN

ERIC ALLEN DRYDEN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1324 CENTRAL AVE W, GREAT FALLS, MT, 59403.

ERIC ALLEN DRYDEN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 30, 1996

Disclosure History

ERIC ALLEN DRYDEN has 1 Disclosure Event(s).

Date: March 20, 2002
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE THAT THEY LOST MONEY IN AN INVESTMENT SCHEME INVOLVING AN OUTSIDE INVESTMENT.
Settlement Amount: $380,000.00
Broker Comment: AMERIPRISE SETTLED WITH PLAINTIFF #2 FOR $230,000 ON 7/17/2008. AMERIPRISE SETTLED WITH PLAINTIFF #1 FOR $90,000 ON 11/17/2005 AND WITH PLAINTIFF #5 FOR $60,000 ON 3/2/2006. DRYDEN IS NOT A NAMED PARTY IN THE AFOREMENTIONED SETTLEMENTS. PLAINTIFF NOS. 1, 2, 3, AND 4 CLAIMS AGAINST DRYDEN WERE VOLUNTARILY DISMISSED WITH PREJUDICE. A JURY TRIAL ON PLAINTIFF #5 CLAIM FOUND NO WRONGDOING BY DRYDEN.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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