ERIC STUART HACKEL

ERIC STUART HACKEL is currently employed as a Broker and/or Investment Adviser at DEUTSCHE BANK SECURITIES INC. located at 60 WALL STREET, NEW YORK, NY, 10005.

ERIC STUART HACKEL has worked at DEUTSCHE BANK SECURITIES INC. since December 03, 2007

Disclosure History

ERIC STUART HACKEL has 1 Disclosure Event(s).

Date: November 14, 2007
Category: Customer Dispute
Allegations: INVESTOR PURCHASED LIMITED PARTNERSHIP INTERESTS AND LOST INVESTMENT. INVESTOR WAS ACCREDITED AND RECEIVED ALL DISCLOSURE DOCUMENTS.
Damage Amount Requested: $15,000.00
Settlement Amount: $2,500.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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