ERIC LESLIE KOHLMEIER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 100 PARK AVE, PARK RIDGE, NJ, 07656.
ERIC LESLIE KOHLMEIER has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 2000
ERIC LESLIE KOHLMEIER has 3 Disclosure Event(s).
Date: May 28, 2004 Category: Customer Dispute Allegations: CLIENT HAS ALLEGED THAT THE RECOMMENDATION OF THE EATON VANCE TAX ADVANTAGED CLOSED END FUND WAS NOT SUITABLE FOR HIS INVESTMENT OBJECTIVES. CLIENT HAS DEMANDED TO BE MADE WHOLE IN HIS BUSINESS ACCOUNT. THE LOSS IN VALUE CURRENTLY IS $14,004.62. Damage Amount Requested: $14,004.62 Broker Comment: THE FIRM'S REVIEW OF THIS MATTER DID NOT REVEAL ANY EVIDENCE OF WRONGDOING BY THE FIRM OR THE FINANCIAL ADVISOR. THE CLAIM FOR DAMAGES WAS DENIED.
Date: May 02, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SHE CALLED THE BROKER TO GET 20,000 FOR A NEW CAR AND THE BROKER LIQUIDATED ALL HER STOCK CAUSING HER CAPITAL GAINS. THE CUSTOMER CLAIMS SHE NEVER INTENDED TO SELL THE STOCK. Damage Amount Requested: $57,000.00 Settlement Amount: $40,000.00 Broker Comment: CUSTOMER COMPLAINT WAS SETTLED FOR NEGOTIATED AMOUNT OF $40,000.00.
Date: December 12, 2000 Category: Customer Dispute Allegations: POA ALLEGES THAT THE REP MADE UNSUITABLE RECOMMENDATIONS TO SELL STOCK Damage Amount Requested: $25,700.00 Settlement Amount: $12,000.00 Broker Comment: THE FIRM AND THE CUSTOMER REACHED A MUTUAL AGREEMENT TO SETTLE THE CASE.
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