ERIC ALAN METZMAN

ERIC ALAN METZMAN is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 9881 Broken Land Parkway, Suite 220, Columbia, MD, 21046.

ERIC ALAN METZMAN has worked at COMMONWEALTH FINANCIAL NETWORK since October 25, 2016

Disclosure History

ERIC ALAN METZMAN has 1 Disclosure Event(s).

Date: August 06, 2009
Category: Customer Dispute
Allegations: CONCERNED ABOUT THE SUITABILITY OF THE FUNDS AND THE LACK OF SERVICE THAT HAS BEEN PROVIDED.
Broker Comment: AFTER INITIAL FILING WAS SUBMITTED TO FINRA, THE FIRM WAS ABLE TO DETERMINE THAT THE ALLEGED DAMAGES FOR THIS COMPLAINT WERE LESS THAN $5000 ($1,920.31). HOWEVER, NEW CORRESPONDENCE WAS RECEIVED ON 08/06/2009, AND, AFTER REVIEWING IT, THE FIRM IS UNABLE TO MAKE A GOOD FAITH DETERMINATION THAT ALLEGED DAMAGES REMAIN UNDER $5000.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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