ERIC JOSEPH NELSON

ERIC JOSEPH NELSON is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 3900 MONTCLAIR RD, SUITE 340, BIRMINGHAM, AL, 35213.

ERIC JOSEPH NELSON has worked at PROEQUITIES, INC. since February 18, 2011

Disclosure History

ERIC JOSEPH NELSON has 1 Disclosure Event(s).

Date: March 03, 2004
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE FRAUD, NEGLIGENCE/WANTONNESS AND BREACH OF CONTRACT. INCIDENT DATES: MARCH 2003
Settlement Amount: $75,000.00
Broker Comment: .

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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