Date: December 02, 2008 Category: Judgment / Lien Judgment/Lien Amount: $10,714.44 Judgment/Lien Type: Civil Broker Comment: ORIGINAL AMOUNT OF JUDGMENT $10,714.44. $714 JUDGMENT IS PART OF THIS WITH SAME DOCKET/CASE #.I WAS WRONGFULLY TERMINATED BY METLIFE IN JULY 2008. I LOSS OVER 70,000 IN INCOME AND BENEFITS, THIS CREATED A FINANCIAL HARDSHIP FOR MY FAMILY AND HHF WOULD NOT WORK WITH ME TO ESTABLISH A PAYMENT PLAN. MY ATTORNEY IS CURRENTLY HAVING SETTLEMENT DISCUSSIONS WITH METLIFE'S ATTORNEY AND THE PROCEEDS WILL BE USED TO PAY THE LIEN OFF.
Date: June 19, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED HER INVESTMENT ADVISOR PLACED HER IRA ASSETS IN AN INVESTMENT PRODUCT THAT DID NOT ALLOW HER TO TAKE HER MONTHLY DISTRIBUTION Damage Amount Requested: $17,133.00 Settlement Amount: $17,365.71 Broker Comment: THE FIRM FOUND THE INVESTMENT ADVISOR REPRESENTATIVE RECOMMENDED THE CLIENT INVEST HER IRA ASSETS IN AN ANNUITY. THE PRODUCT FEATURES OF THE ANNUITY DID NOT MATCH THE CLIENT'S OBJECTIVE TO RECEIVE MONTHLY DISTRIBUTIONS AS A SOURCE OF INCOME. I PRESENTED THE RET ADVISOR VAR ANTY TO THE CLIENT AFTER A TRAINING SEMINAR HELD BY AMEX FIN SVCS SALES MANAGEMENT WHICH RECOMMENDED ITS FEATURES AND BENEFITS FOR MANAGING RETIREMENT ASSETS. A RETIREMENT ANALYSIS WAS COMPLETED FOR THE CLIENT, AND SHE SELECTED THE ANNUITY OVER MUTUAL FUNDS AND EMPLOYER OPTIONS BECAUSE OF THE INSURANCE BENEFIT AND 10% ANNUAL DISTRIBUTION. I BELIEVE THAT THIS WAS A SUITABLE PRODUCT FOR THE CLIENT AND SHE EXPRESSED THAT IT MET HER NEEDS.
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