ERIC NEAL SAWYER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2613 76TH STREET, LUBBOCK, TX, 79423.
ERIC NEAL SAWYER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since September 01, 2010
Disclosure History
ERIC NEAL SAWYER has 2 Disclosure Event(s).
Date: May 05, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: IN 2010, BASED ON PERSONAL AND PROFESSIONAL STANDARDS, RR STARTED HIS OWN FINANCIAL PLANNING PRACTICE DEPARTING A SAFE YET UNDESIRABLE POSITION. TIMING WAS LESS THAN PERFECT AND RESOURCES LIMITED BUT RR FELT IT BEST FOR THE LONG-TERM. IN 2012 RR BEGAN MAKING MONTHLY PAYMENTS TO ELIMINATE THIS DEBT IN FULL, BUT CAPITAL ONE MADE THEIR OWN DECISION IN EARLY 2014 TO SETTLE THE DEBT.
Date: November 15, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: IN 2010, BASED ON PERSONAL AND PROFESSIONAL STANDARDS, RR STARTED A FINANCIAL PLANNING PRACTICE DEPARTING A SAFE YET UNDESIRABLE POSITION. TIMING WAS LESS THAN PERFECT AND RESOURCES LIMITED BUT RR FELT IT BEST FOR THE LONG-TERM. IN 2013, RR ACCEPTED A UNIVERSITY POSITION IN LUBBOCK, TX, INSTRUCTING WHILE CONTINUING TO BUILD PRACTICE AND SERVING EXISTING CLIENTS. A FAMILY DECISION WAS MADE TO SELL QUICKLY REMOVING EXPENSES/TAXES BEYOND 2013 AS HOME VALUES FELL FROM INITIAL PURCHASE IN 2005.
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