ERIC GARNER STROUD

ERIC GARNER STROUD is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 2300 Barrington Rd., Ste. 400, Hoffman Estates, IL, 60169.

ERIC GARNER STROUD has worked at WESTERN INTERNATIONAL SECURITIES, INC. since July 06, 2001

Disclosure History

ERIC GARNER STROUD has 3 Disclosure Event(s).

Date: April 03, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $3,861.50
Judgment/Lien Type: Civil

Date: October 14, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $7,860.27
Judgment/Lien Type: Civil

Date: July 15, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $2,746.67
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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