ERIC SCOTT SULLIVAN

ERIC SCOTT SULLIVAN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 151 N. 8TH STREET #523, LINCOLN, NE, 68508.

ERIC SCOTT SULLIVAN has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 25, 2015

Disclosure History

ERIC SCOTT SULLIVAN has 1 Disclosure Event(s).

Date: September 03, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: IT WAS YEARS AGO AND I DIDN'T MAKE THE THE REQUIRED PAYMENTS ON THE CARD. WAS SETTLED AND RELEASED.

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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