ERIC PAUL TYLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 25 MAIN ST 2ND FL, WESTLAKE, OH, 44145.
ERIC PAUL TYLER has worked at WELLS FARGO CLEARING SERVICES, LLC since July 05, 2011
Disclosure History
ERIC PAUL TYLER has 8 Disclosure Event(s).
Date: September 15, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: IN JANUARY OF 2009, WHILE EMPLOYED BY MORGAN STANLEY,I HAD TO STOP PAYING MY MORTGAGE HELD BY SUNTRUST BANK BECAUSE MY INCOME HAD DROPPED SIGNIFICANTLY DUE TO THE ECONOMIC CRISIS AND A TRAGEDY IN MY HOME. MY WIFE GINA WAS DIAGNOSED WITH TERMINAL BRAIN CANCER IN APRIL OF 2008 . HER 18 MONTHS OF FIGHTING BRAIN CANCER ENDED WITH HER PASSING ON AUGUST 10TH OF 2009, BUT NOT BEFORE GIVING BIRTH TO MY DAUGHTER GRACIE ON DECEMBER 4TH OF 2008. ENORMOUS HEALTH CARE EXPENSES INCLUDING BABYSITTERS AND CARE GIVERS AND MY FULL TIME INVOLVEMENT IN TAKING CARE OF MY DYING WIFE (24/7) BECAME MY PRIORITIES. I TRIED TO REFINANCE MY LOANS IN JANUARY OF 2009 TO NO AVAIL BECAUSE I HAD BEEN CURRENT AND SUNTRUST MORTGAGE WOULD NOT DISCUSS OPTIONS UNTIL I WAS AT LEAST 3 MONTHS LATE. IN APRIL OF 2009 I BEGAN APPLYING FOR A RE-FINANCING OF MY PROPERTY AND WAS I REJECTED BECAUSE MY INCOME WAS DOWN AND THE MARKET VALUE OF MY PROPERTY HAD DROPPED BELOW THE LOAN VALUE. AT THIS TIME, AT MORGAN STANLEY, BOTH THE BRANCH AND COMPLIANCE MANAGER WERE AWARE OF MY CIRCUMSTANCES AND TOLD ME AT THE TIME THAT I DID NOT NEED TO UPDATE MY U4 DUE TO MY CIRCUMSTANCES . WHEN I MOVED TO WELLS FARGO IN JULY OF 2011, I EXPLAINED MY CIRCUMSTANCES AND THAT I HAD BEEN NEGOTIATING A SHORT SALE ON MY PROPERTY IN FLORIDA. A CONTRACT WAS SIGNED BY SUNTRUST, THE BUYER,AND MYSELF TO SELL MY PROPERTY IN JULY OF 2013 .THE AGREEMENT INCLUDED A SHORT SALE OF OF MY PROPERTY AND THE FORGIVENESS OF ALL DEBT ASSOCIATED WITH IT .
Date: August 09, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: IN JANUARY OF 2009, WHILE EMPLOYED BY MORGAN STANLEY,I HAD TO STOP PAYING MY MORTGAGE AND HOME EQUITY LOANS HELD WITH JPMORGAN CHASE BECAUSE MY INCOME HAD DROPPED SIGNIFICANTLY DUE TO THE ECONOMIC CRISIS AND A TRAGEDY IN MY HOME. MY WIFE GINA WAS DIAGNOSED WITH TERMINAL BRAIN CANCER IN APRIL OF 2008 . HER 18 MONTHS OF FIGHTING BRAIN CANCER ENDED WITH HER PASSING ON AUGUST 10TH OF 2009, BUT NOT BEFORE GIVING BIRTH TO MY DAUGHTER GRACIE ON DECEMBER 4TH OF 2008. ENORMOUS HEALTH CARE EXPENSES INCLUDING BABYSITTERS AND CARE GIVERS AND MY FULL TIME INVOLVEMENT IN TAKING CARE OF MY DYING WIFE (24/7) BECAME MY PRIORITIES. I TRIED TO REFINANCE MY LOANS IN JANUARY OF 2009 TO NO AVAIL BECAUSE I HAD BEEN CURRENT AND CHASE MORTGAGE WOULD NOT DISCUSS OPTIONS UNTIL I WAS AT LEAST 3 MONTHS LATE. IN APRIL OF 2009 I BEGAN APPLYING FOR A RE-FINANCING OF MY HOME AND WAS REJECTED BECAUSE MY INCOME WAS DOWN AND THE MARKET VALUE OF MY HOME HAD DROPPED BELOW THE LOAN VALUE. CHASE FILED JUDGMENTS AGAINST ME AND MY HOME WAS SCHEDULED FOR FORECLOSURE . CHASE'S ATTORNEY AND I MET WITH THE COUNTY MAGISTRATE JUDGE AUGUSTYN ON 3 DIFFERENT OCCASIONS . ON ALL THREE OCCASIONS HE DENIED THE FORECLOSURE SUIT FILED BY CHASE BANK, AND FINALLY JUDGE AUGUSTYN MANDATED THAT THE BANK NEGOTIATE A SHORT SALE AND DROP ALL PROCEEDINGS AND LEGAL ACTIONS AGAINST ME AND MY DECEASED WIFE. AT THIS TIME AT MORGAN STANLEY, BOTH THE BRANCH AND COMPLIANCE MANAGER WERE AWARE OF MY CIRCUMSTANCES AND TOLD ME AT THE TIME THAT I DID NOT NEED TO UPDATE MY U4 DUE TO MY CIRCUMSTANCES . WHEN I MOVED TO WELLS FARGO IN JULY OF 2011, I EXPLAINED MY CIRCUMSTANCES AND THAT I HAD BEEN NEGOTIATING A SHORT SALE ON MY HOME AND PROPERTY IN FLORIDA AND WORKING WITH CREDIT CARD COMPANIES TO PAY OFF MY DEBT. A CONTRACT WAS SIGNED BY CHASE BANK, THE BUYER,AND MYSELF TO SELL MY HOME IN JULY OF 2013 .THE AGREEMENT INCLUDED A SHORT SALE OF OF MY HOME FOR $260,000.00 AND THE FORGIVENESS OF ALL DEBT ASSOCIATED WITH THE FIRST AND SECOND MORTGAGES HELD BY CHASE (IT WAS APPROVED AS A NATURAL DISASTER HARDSHIP ).
Date: August 09, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: IN JANUARY OF 2009, WHILE EMPLOYED BY MORGAN STANLEY,I HAD TO STOP PAYING MY MORTGAGE AND HOME EQUITY LOANS HELD WITH JPMORGAN CHASE BECAUSE MY INCOME HAD DROPPED SIGNIFICANTLY DUE TO THE ECONOMIC CRISIS AND A TRAGEDY IN MY HOME. MY WIFE GINA WAS DIAGNOSED WITH TERMINAL BRAIN CANCER IN APRIL OF 2008 . HER 18 MONTHS OF FIGHTING BRAIN CANCER ENDED WITH HER PASSING ON AUGUST 10TH OF 2009, BUT NOT BEFORE GIVING BIRTH TO MY DAUGHTER GRACIE ON DECEMBER 4TH OF 2008. ENORMOUS HEALTH CARE EXPENSES INCLUDING BABYSITTERS AND CARE GIVERS AND MY FULL TIME INVOLVEMENT IN TAKING CARE OF MY DYING WIFE (24/7) BECAME MY PRIORITIES. I TRIED TO REFINANCE MY LOANS IN JANUARY OF 2009 TO NO AVAIL BECAUSE I HAD BEEN CURRENT AND CHASE MORTGAGE WOULD NOT DISCUSS OPTIONS UNTIL I WAS AT LEAST 3 MONTHS LATE. IN APRIL OF 2009 I BEGAN APPLYING FOR A RE-FINANCING OF MY HOME AND WAS REJECTED BECAUSE MY INCOME WAS DOWN AND THE MARKET VALUE OF MY HOME HAD DROPPED BELOW THE LOAN VALUE. CHASE FILED JUDGMENTS AGAINST ME AND MY HOME WAS SCHEDULED FOR FORECLOSURE . CHASE'S ATTORNEY AND I MET WITH THE COUNTY MAGISTRATE JUDGE AUGUSTYN ON 3 DIFFERENT OCCASIONS . ON ALL THREE OCCASIONS HE DENIED THE FORECLOSURE SUIT FILED BY CHASE BANK, AND FINALLY JUDGE AUGUSTYN MANDATED THAT THE BANK NEGOTIATE A SHORT SALE AND DROP ALL PROCEEDINGS AND LEGAL ACTIONS AGAINST ME AND MY DECEASED WIFE. AT THIS TIME AT MORGAN STANLEY, BOTH THE BRANCH AND COMPLIANCE MANAGER WERE AWARE OF MY CIRCUMSTANCES AND TOLD ME AT THE TIME THAT I DID NOT NEED TO UPDATE MY U4 DUE TO MY CIRCUMSTANCES . WHEN I MOVED TO WELLS FARGO IN JULY OF 2011, I EXPLAINED MY CIRCUMSTANCES AND THAT I HAD BEEN NEGOTIATING A SHORT SALE ON MY HOME AND PROPERTY IN FLORIDA AND WORKING WITH CREDIT CARD COMPANIES TO PAY OFF MY DEBT. A CONTRACT WAS SIGNED BY CHASE BANK, THE BUYER,AND MYSELF TO SELL MY HOME IN JULY OF 2013 .THE AGREEMENT INCLUDED A SHORT SALE OF OF MY HOME FOR $260,000.00 AND THE FORGIVENESS OF ALL DEBT ASSOCIATED WITH THE FIRST AND SECOND MORTGAGES HELD BY CHASE (IT WAS APPROVED AS A NATURAL DISASTER HARDSHIP ).
Date: November 09, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FROM 3/2008 TO 8/2009 MY WIFE FOUGHT DEADLY BRAIN CANCER, GAVE BIRTH, AND EVENTUALLY DIED. DURING THIS TIME I WAS OFFERRED A SETTLEMENT BY CHASE.
Date: November 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: MY WIFE FOUGHT BATTLED DEADLY BRAIN CANCER, GAVE BIRTH, AND LIVED A TOTAL OF 18,MONTHS. I WAS FORCED TO STOP PAYING CREDIT CARDS IN LIEU OF LIVING EXPENSES AND MEDICAL EXPENSES.
Date: July 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: MY WIFE FOUGHT BRAIN CANCER, GAVE BIRTH TO A BABY GIRL, AND DIED AFTER AN 18MONTH FIGHT. I WAS FORCED TO STOP PAYING CREDITCARDS IN LIEU OF HEALTCARE AND LIVING EXPENSES.
Date: April 26, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGED, INTER ALIA, THAT THE PURCHASE OF A UNIVERSAL LIFE INSURANCE POLICY IN 2004 WAS MISREPRESENTED. DAMAGES UNSPECIFIED.
Date: February 18, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGED MISREPRESENTATION WITH RESPECT TO VARIABLE ANNUITY - 08/2008.DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
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