ERIC SAMUEL WILSON

ERIC SAMUEL WILSON is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 6501 Peake Rd., Bldg 300, Bldg. 300, Macon, GA, 31210.

ERIC SAMUEL WILSON has worked at CALTON & ASSOCIATES, INC. since September 27, 2017

Disclosure History

ERIC SAMUEL WILSON has 2 Disclosure Event(s).

Date: September 08, 2017
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Discharged
Allegations: Financial advisor terminated for document integrity issues in connection with the opening of accounts as part of the transition from his prior firm.

Date: September 08, 2017
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Discharged
Allegations: Financial advisor terminated for document integrity issues in connection with the opening of accounts as part of the transition from his prior firm.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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