ERIC MICHAEL ZAGIN

ERIC MICHAEL ZAGIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1850 K STREET NW, SUITE 900, WASHINGTON, DC, 20006.

ERIC MICHAEL ZAGIN has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ERIC MICHAEL ZAGIN has 1 Disclosure Event(s).

Date: January 31, 2006
Category: Customer Dispute
Allegations: CLAIMANT COMPLAINS AS TO LOST OR STOLEN FUNDS/SECURITIES AND UNAUTHORIZED TRANSACTIONS WITH RESPECT TO U.S. TREASURY STRIP (ZERO COUPON) BOND.
Damage Amount Requested: $100,000.00
Settlement Amount: $100,000.00
Broker Comment: I HAD ABSOLUTELY NO PERSONAL KNOWLEDGE OF, OR INVOLVEMENT IN, THE ACTIVITIES ABOUT WHICH THIS U-4 HAS BEEN FILED. I BELIEVE IT SHOULD BE REMOVED FROM MY CRD RECORD.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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