ERIC H ZOLDAN is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 2701 N. ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607.

ERIC H ZOLDAN has worked at CALTON & ASSOCIATES, INC. since June 09, 2015

Disclosure History

ERIC H ZOLDAN has 1 Disclosure Event(s).

Date: August 22, 2017
Category: Customer Dispute
Allegations: Date 12/2016 - 06/2017, request for liquidation failed to be completed, failure to liquidate in a timely manner.
Broker Comment: Client clearly stated that the issue was not a result from my services or duties performed as his financial advisor. This was an administrative issue.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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