ERICK ARNDT

ERICK ARNDT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 25802 BRONTE LN, STEVENSON RANCH, CA, 91381.

ERICK ARNDT has worked at LPL FINANCIAL LLC since January 02, 2013

Disclosure History

ERICK ARNDT has 1 Disclosure Event(s).

Date: December 16, 2004
Category: Customer Dispute
Allegations: [CUSTOMER] ALLEGES THAT SHE INCURRED $17,608 IN SURRENDER CHARGES WHEN SHE TRANSFERRED HER AMERICAN SKANDIA IRA ACCOUNT TO PFS INVESTMENTS, INC., AND THAT SHE WAS NOT AWARE OF THE PENALTY.
Damage Amount Requested: $17,608.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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