ERIK EDWARD BRITT

ERIK EDWARD BRITT is currently employed as a Broker and/or Investment Adviser at LORD ABBETT DISTRIBUTOR LLC located at 90 HUDSON STREET, JERSEY CITY, NJ, 07302.

ERIK EDWARD BRITT has worked at LORD ABBETT DISTRIBUTOR LLC since April 25, 2005

Disclosure History

ERIK EDWARD BRITT has 1 Disclosure Event(s).

Date: May 21, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED, IN WRITING, THAT IN NOVEMBER 2001 HE MENTIONED TO ERIC BRITT THAT HE WAS INTERESTED IN INVESTING IN "PREFERRED STOCKS" AND THAT DURING THE PERIOD FROM NOVEMBER 2001 THROUGH MARCH 2002 HE WAS OFFERED VARIOUS "PREFFEREDS". CLIENT CLAIMED THAT WHEN HE RECEIVED HIS MARCH 2002 STATEMENTS HE REALIZED THAT WHAT HE THOUGHT WOULD BE DIVIDEND YIELDS FROM THE INVESTMENTS WERE IN FACT INTEREST, AND THAT IN ALL BUT ONE INVESTMENT THERE WAS A CORRESPONDING "PREFERRED STOCK" RATHER THAN THE " PREFERRED SECURITY" HE WAS OFFERED.
Damage Amount Requested: $6,086.00
Broker Comment: THIS MATTER WAS DENIED.

More Information

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