ERIN NICOLE KLEIN is currently employed as a Broker and/or Investment Adviser at COUNTRY CAPITAL MANAGEMENT COMPANY located at 1705 N. TOWANDA AVE, BLOOMINGTON, IL, 61701.
ERIN NICOLE KLEIN has worked at COUNTRY CAPITAL MANAGEMENT COMPANY since September 05, 2011
Disclosure History
ERIN NICOLE KLEIN has 3 Disclosure Event(s).
Date: January 13, 2016 Category: Regulatory Initiated By: State of Wisconsin, Office of the Commissioner of Insurance Allegations: Ms. Klein's application for non-resident permanent individual intermediary agent's insurance license was denied. The decision to deny was based on failing to promptly respond to a written request for information from the Commissioner of Insurance and failing to disclose an administrative action taken by the State of Wisconsin on her application. Resolution: Decision SanctionDetails: Sanctions: Denial Broker Comment: It was not Ms. Klein's intent to provide inaccurate information or omit certain information to the State of Wisconsin. These events resulted due to a clerical error by home office personnel and miscommunications between Ms. Klein, home office personnel, and the State of Wisconsin.
Date: October 21, 2015 Category: Regulatory Initiated By: State of Wisconsin, Office of the Commissioner of Insurance Allegations: Ms. Klein's application for non-resident permanent individual intermediary agent's insurance license was denied. The decision to deny was based on failing to promptly respond to a written request for information from the Commissioner of Insurance and failing to disclose an administrative action taken by the State of Wisconsin on her application. Resolution: Decision SanctionDetails: Sanctions: Denial Broker Comment: It was not Ms. Klein's intent to provide inaccurate information or omit certain information to the State of Wisconsin. These events resulted due to a clerical error by home office personnel and miscommunications between Ms. Klein, home office personnel, and the State of Wisconsin.
Date: March 12, 2015 Category: Regulatory Initiated By: State of Wisconsin, Office of the Commissioner of Insurance Allegations: Ms. Klein's application for non-resident reinsurance license was denied based on failing to promptly respond to a written request for information from the Commissioner of Insurance and failing to provide evidence of a resident reinsurance license. Resolution: Decision SanctionDetails: Sanctions: Denial Broker Comment: It was not Ms. Klein's intent to provide inaccurate information or omit certain information to the State of Wisconsin. These events resulted due to a clerical error by home office personnel and miscommunications between Ms. Klein, home office personnel, and the State of Wisconsin.
More Information
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