ERIN J TOMLINSON

ERIN J TOMLINSON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 119 SOUTH MAIN ST, RIVER FALLS, WI, 54022.

ERIN J TOMLINSON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since March 18, 2011

Disclosure History

ERIN J TOMLINSON has 1 Disclosure Event(s).

Date: April 17, 2017
Category: Customer Dispute
Allegations: Client's POA alleges suitability of investments, poor performance of accounts, and fees paid to the RR were not suitable.
Damage Amount Requested: $85,294.78
Broker Comment: The complaint letter was written and submitted by client's POA. RR states the client himself has expressed nothing but satisfaction with the service he has received and his account performances.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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