ERNEST Christopher CAMPA

ERNEST Christopher CAMPA is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 12831 Moreno Beach Drive, Moreno Valley, CA, 92555.

ERNEST Christopher CAMPA has worked at CUNA BROKERAGE SERVICES, INC. since March 21, 2017

Disclosure History

ERNEST Christopher CAMPA has 1 Disclosure Event(s).

Date: August 04, 2006
Category: Criminal
Charges: DISPLAYING OR POSSESSING A FAKE DRIVER'S LICENSE OR IDENTIFICATION CARD - PC 470B
Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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