ERNEST LEE COFFINDAFFER

ERNEST LEE COFFINDAFFER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 45 PROFESSIONAL PL STE 100, BRIDGEPORT, WV, 26330.

ERNEST LEE COFFINDAFFER has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

ERNEST LEE COFFINDAFFER has 1 Disclosure Event(s).

Date: April 12, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT SHE SHOULD NOT HAVE HAD AN INVESTMENT PORTFOLIO IDENTICAL TO HER HUSBAND'S PORTFOLIO. DAMAGES AMOUNT NOT SPECIFIED.
Broker Comment: IN A MAY 2, 2002 E-MAIL TO MERRILL LYNCH THE CUSTOMER WITHDREW HER ALLEGATIONS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ERNEST LEE COFFINDAFFER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.