ERNEST DURAZO ESCARCEGA

ERNEST DURAZO ESCARCEGA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3655 NORTH ORACLE ROAD, SUITE 104, TUCSON, AZ, 85705.

ERNEST DURAZO ESCARCEGA has worked at PFS INVESTMENTS INC. since June 04, 1986

Disclosure History

ERNEST DURAZO ESCARCEGA has 4 Disclosure Event(s).

Date: June 29, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS A CREDIT CARD THAT MY SISTER HAD USED TO RUN HER BUSINESS. SHE HAS SINCE DIED.

Date: September 26, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 29, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: N/A

Date: July 14, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT I ASKED HER TO DO A BUSINESS TRANSACTION WITH ME IN APRIL 2006 REGARDING A HOUSE IN SAN CARLOS MEXICO WHERE SHE WOULD CONTRIBUTE $75,000 AND RECEIVE RENT. SHE ALLEGED THAT OVER THE LAST TWO YEARS, SHE HAS ONLY RECEIVED $300.
Damage Amount Requested: $81,120.00
Settlement Amount: $75,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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