ESMOND ERNEST HARPER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 430 DRUMMOND ST STE 1, MORGANTOWN, WV, 26505.
ESMOND ERNEST HARPER has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
ESMOND ERNEST HARPER has 1 Disclosure Event(s).
Date: March 15, 1995 Category: Customer Dispute Allegations: CUSTOMER WHO HAS SPENT PRACTICALLY EVERY DAYTHE PAST 16 YEARS IN PRUDENTIAL SECURITIES` MORGANTOWN, WVOFFICE ALLEGES THAT HE SUFFERED DAMAGES EXCEEDING $600,000 DUETO NEGLIGENCE, FRAUD, ETC OF PRUDENTIAL SECURITIES AND THEINDIVIDUALLY NAMED RESPONDENT. Settlement Amount: $300,000.00 Broker Comment: ALL CLAIMS AGAINST RESPONDENT HARPER WERECOMPLETELY DISMISSED WITH PREJUDICE. PRUDENTIAL SECURITIESSETTLED ALL CLAIMS AGAINST IT FOR $300,000.Not Provided
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