EUCLIDES RAFAEL MORENO is currently employed as a Broker and/or Investment Adviser at BOLTON GLOBAL CAPITAL located at 801 Brickell Avenue, suite # 2260, Miami, FL, 33131.
EUCLIDES RAFAEL MORENO has worked at BOLTON GLOBAL CAPITAL since May 02, 2017
Disclosure History
EUCLIDES RAFAEL MORENO has 1 Disclosure Event(s).
Date: April 18, 2017 Category: Employment Separation After Allegations Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated Termination Type: Discharged Allegations: Conduct involving failure to adhere to the Firm's Know Your Customer standards, resulting in completion of inaccurate account opening paperwork, and failure to identify and report suspicious activity to management. Broker Comment: Merrill Lynch's allegations are False. I abided by the Firm's Know Your Customer standards and procedures and worked with the Firm and prospect to address all issues as they arose.
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