EUGENE ALEXANDER MOISEY

EUGENE ALEXANDER MOISEY is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 6400 SOUTH FIDDLERS GREEN CR SUITE 600, GREENWOOD VILLAGE, CO, 80111.

EUGENE ALEXANDER MOISEY has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

EUGENE ALEXANDER MOISEY has 2 Disclosure Event(s).

Date: September 02, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $5,190.29
Judgment/Lien Type: Civil

Date: March 14, 1997
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES UNSUITABILITY ANDUNAUTHORIZED TRADING BY FINANCIAL CONSULTANT IN THE TRUSTACCOUNT. CLAIMANT SEEKS $61,000 IN TRADING LOSSES, $56,000 IN"EXCESSIVE FEES AND COSTS" AND PUNITIVE DAMAGES.
Damage Amount Requested: $117,000.00
Settlement Amount: $24,999.00
Broker Comment: IN ORDER TO AVOID THE COSTS AND UNCERTAINTIES OFLITIGATION, MERRILL LYNCH SETTLED FOR $24,999.MERRILL LYNCH BELIEVES THE FINANCIAL CONSULTANTSERVICED THE CLIENT`S ACCOUNT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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