EUGENE GEORGE SIMONE is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 CITIZENS PLZ, PROVIDENCE, RI, 02903.
EUGENE GEORGE SIMONE has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
EUGENE GEORGE SIMONE has 1 Disclosure Event(s).
Date: January 22, 2001 Category: Customer Dispute Allegations: ORAL COMPLAINT OF UNSUITABLE RECOMMEDNATIONS AND 2 UNAUTHORIZED TRADES. MERRILL LYNCH'S POSITION WAS THAT ALL BUT ONE TRADE WAS UNSOLICITED AND ALL WERE AUTHORIZED. Damage Amount Requested: $56,000.00 Settlement Amount: $11,533.00 Broker Comment: SETLED FOR LOSS OF ONE SOLICITED TRADE TO AVOID THE COST OF LITIGATION.
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