EUGENE SMITH

EUGENE SMITH is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2500 MT MORIAH RD, STE H-206, MEMPHIS, TN, 38115.

EUGENE SMITH has worked at PFS INVESTMENTS INC. since June 01, 1987

Disclosure History

EUGENE SMITH has 1 Disclosure Event(s).

Date: May 12, 2004
Category: Customer Dispute
Allegations: JOINT ACCOUNT OWNERS ALLEGE, IN 1999, REP'S RECOMMENDATION TO INVEST $75,000 IN VARIABLE ANNUNITY WAS UNSUITABLE.
Damage Amount Requested: $25,000.00
Settlement Amount: $35,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for EUGENE SMITH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.