EUGENE JOHN SOLGAT

EUGENE JOHN SOLGAT is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 4849 Nassau St, Okemos, MI, 48864.

EUGENE JOHN SOLGAT has worked at CFD INVESTMENTS, INC. since January 20, 2017

Disclosure History

EUGENE JOHN SOLGAT has 6 Disclosure Event(s).

Date: February 16, 2016
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

Date: January 11, 2016
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

Date: December 19, 2015
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

Date: October 27, 2015
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

Date: October 27, 2015
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

Date: July 29, 2015
Category: Financial
Type: Compromise
Disposition: Settled
Broker Comment: These actions were do to the illness of my Father and Wife leaving me unable to deal with the financial situation

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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