EUGENE CEBRON THOMPSON

EUGENE CEBRON THOMPSON is currently employed as a Broker and/or Investment Adviser at CAPITAL INVESTMENT GROUP, INC. located at 4158 SOUTH NC 11 HWY, STE B, WALLACE, NC, 28466.

EUGENE CEBRON THOMPSON has worked at CAPITAL INVESTMENT GROUP, INC. since February 13, 2014

Disclosure History

EUGENE CEBRON THOMPSON has 1 Disclosure Event(s).

Date: January 23, 2017
Category: Customer Dispute
Allegations: Client claims that the representative misrepresented the investment product.
Damage Amount Requested: $5,628.52
Settlement Amount: $5,628.52

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for EUGENE CEBRON THOMPSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.