EVAN STUART CONNELL

EVAN STUART CONNELL is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 4380 SW Macadam Ave Ste 245, STE 245, Portland, OR, 97239.

EVAN STUART CONNELL has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since July 11, 2015

Disclosure History

EVAN STUART CONNELL has 9 Disclosure Event(s).

Date: June 05, 2015
Category: Financial
Type: Compromise

Date: November 21, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $25,191.00
Judgment/Lien Type: Tax

Date: November 14, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $108,374.00
Judgment/Lien Type: Tax
Broker Comment: PAYMENT PLAN HAS BEEN APPROVED TO BEGIN IN JANUARY 2012.

Date: April 18, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $3,174.32
Judgment/Lien Type: Tax

Date: December 28, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $32,204.00
Judgment/Lien Type: Civil

Date: March 16, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $18,906.00
Judgment/Lien Type: Tax

Date: March 16, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $14,443.00
Judgment/Lien Type: Tax

Date: January 22, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $5,907.00
Judgment/Lien Type: Tax

Date: September 07, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $34,119.00
Judgment/Lien Type: Tax

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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